Thucydides and War

Thucydides (460-400 BC) and The Peloponnesian War (431-404 BC).

Sammy Basu (Politics)

Outline

 

·        Empirical/Ethical theories of war

·        Peloponnesian War

·        Thucydides

·        Text

 

Thucydides and Realism

I EARLY HISTORY AND METHOD ('ARCHAEOLOGY') (pp.1-13 + 101)

·        Method

·        Reality

2. ORIGINS OF THE WAR (pp.15-37).

·        Why did the P War occur?

·        Human Nature

·        Politics

·        City-state

3. PERICLES AND THE WAR SPEECH (pp. 39-58)

·        Democracy

4 JUSTICE AND POWER: PLATAEA AND MYTILENE (pp. 59-88).

5. HUMAN NATURE LAID BARE IN CIVIL WAR (pp. 89-95).

6 JUSTICE AND POWER (pp.97-109)

 

7. THE SICILIAN EXPEDITION (pp. 111-128)

 

Summary of Thucydides’ attitude towards all of this?

 

BIG QUESTIONS

Legacy and Relevance of Thucydides

·        Machiavelli

·        Hobbes

·        Contemporary Realism

Relevance for Students: Iraq

Sources

 

 

 

Empirical/Ethical theories of war[1]

Assumptions about the empirical realities that surround war affect the sort of ethical considerations that should be brought to bear:

1. Is war permitted or not? Pacifism versus non-pacifism

2. If permitted, are any moral constraints appropriate? Realism versus ethics-of-war theories.

3. If moral constraints are appropriate, what should they be? Consequentialism, Just War Theory, and International Law

 

 

        Pacifism

War? {                               Realism (no relevant ethics)

        Non-Pacifism  {                                           Consequentialism

                                Ethics of War theories  {      Just War Theory

                                                                International Law

 

 

 

 

Peloponnesian War

·        Aftermath of Persian War

·        Interstate politics: Delian League (Athens and ‘allies’) v. Peloponnesian League (Sparta, aka Lacedaemonians and ‘allies’) with vulnerable neutral cities and villages

·        Domestic politics: Oligarchies/Aristocracies v Democracies

 

Thucydides

·        Aristocratic born

·        One of the annually elected generals, Strategoi.

·        After the loss in 424 of Amphipolis (arguably not his fault), Thucy is exiled and subsequently wanders about including through the Peloponessus

 

Text

 

Thucydides, 3rd C. Manuscript fragment

·        Our edition is a selection, perhaps quarter of the original, and one that heavily privileges the speeches.

·        Strictly speaking, this is not a ‘history’ in the sense that it was about the past, but rather something like slow journalism written because the then recently passed and current events would likely take on momentous significance.

Thucydides and Realism

What is Realism and what makes Thucydides a realist?

 

 [I have tried to generate themes or topics for discussion that follow from reading our text in order]

 

 

 

I EARLY HISTORY AND METHOD ('ARCHAEOLOGY') (pp.1-13 + 101-2).

 

Method:

 

Ø What sort of a history is the History according to Thucydides?

 

Although in 431 when Thucydides began his History, neither Herodotos' history (pub in the 420s) nor Hellanikus' Attike Syngraphe were available most scholars see Thucydides in reaction against Herodotus perhaps having heard Herodotus orally delivered.  His other main rivals were Homer and Hecataeus of Miletus.

 

“The ancient Greek historian Herodotus wrote in the mid fifth-century BC about the centuries-long enmity between the Greeks and the Persians, which climaxed in the Persian Wars. He had to rely primarily on oral accounts of events that occurred centuries earlier, and consequently it was difficult for him to be accurate about those events. He deserves to be called the "father of history" for his achievement in committing oral history to writing.

What is his method? When stories conflict, he often gives us both sides, refusing to select which is right. For example at Book 1 section 5 he says : "These are the stories of the Persians and the Phoenicians. For my own part, I will not say that this or that story is true." He goes on to take a stand about a particular fact, but his focus remains primarily on what people said and thought about history. In many ways he remains a storyteller.  He also interprets events in terms of his own time. His discussion of the establishment of the Persian monarchy (3.80 f.) is recounted in terms of a fifth-century Athenian political debate. Taken literally, the story would mean that the Persians discovered democracy and oligarchy in the 560's BC, rejected them in favor of monarchy, and selected their monarch by a contest of neighing horses. 

 

In contrast, Thucydides had a different project, and a different method. He wrote mostly about contemporary events which he could witness directly: the Peloponnesian War between Athens and Sparta. He writes of distant events only when they are necessary background to his own topic. But he is also armed intellectually, with a historical method that is a qualitative improvement upon that of Herodotus. Why do men need a method in understanding history? He tells us at Book 1 section 20: "For men accept from one another hearsay reports of former events, neglecting to test them . . ." He follows this with a specific example of a historical error accepted by the Athenians of his own day, then explains this error: "So averse to taking pains are most men in the search for the truth, and so prone are they to turn to what lies ready at hand." [2]

 

 

Ø What other sorts of texts is the History to be distinguished from according to Thucydides?

The History is NOT:

- history, or at least antiquarian history; it begins as soon as the war does (1)

        Thucydides is treating the present as a worthy topic.

- untested reports about the past, the mere transmission of oral tradition (12)

        e.g., Harmodious and Aristogeiton killing the tyrants Hipparchus and Ariston (sa 126f)

        (note: Thucydides's version agrees with Herodotus but not Hellanikus).

- wrong opinions/misinformation/hearsay about the present (12)

- poetry, embellished writing

- prose writing intended to delight the ear

- untestable, incredible myth.

        Thucydides is iconoclastic in undermining national gods/heroes.

        He goes further than Plato in this regard.  The latter assaulted art but would have kept morally upright stories.

- composed to satisfy momentary cultural fashion - e.g., contest prize material (13; sa 57)

- finished (Bk 8 is conspicuously incomplete - end of war remains to be told).

        Although there is reason to think that he revised as he wrote.

 

 

What is his stated method?

Thucydides is a rationalist, a scientific historian, empirically oriented.

He is a child of the Sophists (likely taught by the notorious oligarchic orator Antiphon.

He is a child of the Hippocratics.

He stresses accuracy (akribeia).

He is concerned to present the "truth" (13), the "truest reason" (15), "accurate knowledge" (102).

His emphasis is on evidence resulting from the reasonable synthesis of all available sources (2f, 13).

This is a pluralistic approach in contrast to either appeals to direct reports on facts or epistemic certainties for foundations.

He inspects the quality of his informants, preferring those who were in command (e.g., Nicias) and hence more likely in the know, and those with trained memories.

He practices falsifiablity, i.e., sources are used negatively, no good reason to doubt (6).

He is balanced, taking pains to include actual/appropriate speeches from both sides in relating the events (13).

 

His stress is on parsing "real" from"apparent" factors:

“the truest reason [for the quarrel], though least evident in what was said at the time" (Thuc. 1.23.6: hê men alêthestatê prophasis, aphanestatê de logôi),  (pp.15-16)

through a method of "using the best evidence available" (1.21.2: ap' autôn tôn ergôn skopousi) (p.12).

 

 

Ø Does Thucydides practice what he preaches?

Does he succeed in writing the sort of history he claims he is writing?

Does he avoid the sorts of writing he claims he is avoiding?

[These questions are worth raising at the onset although they will remain unanswerable until the end.  It would also be useful to flag other big questions to be taken up at the end].

 

 

Ø How can we modern readers test the reliability of Thucydides's History?

Test internal features of the text for consistency, detail, vivacity (although actually all could be present in fiction oo, the absence of any counts against reliability), and examine the author's methodological statements.

Compare to external sources such as other texts, archaelogical evidence, the independent calculation of astronomical phenomena such as eclipses, and so on.  Mutual corroboration is encouraging.

 

 

Ø How does Thucydides's account of early Greece and the rise of the Greek Polis compare with 'Aristotle's' account in the Constitution?

More or less the same, although since the History was likely a source this is not surprising.

 

 

Ø What are Thucydides's reasons for writing his History?

What do those reasons tell us about the nature of his History?

The PW is a great war, greater than those in the past.  It deserves recording (1).

(a) scope of war preparation

(b) polarized all Hellas and beyond

(c) long time period (sa 15)

(d) scale of suffering (sa 15, 152).

Presumably it is great, even correcting for the tendency to exaggerate the momentousness of a present war when one is in the midst of it (12).

Past events recur, hence truth/accuracy has value, makes history a 'lasting possession' (13, sa 47).

(although note: this war in its greatness is no mere recurrence).

 

 

Ø Why might Thucydides think that past events recur?

What is he assuming?

Is history patterned, cyclical, linear ...?

Human nature is constant (13).  Most scholars stress this.

(although some scholars note: 'kata to anthropinon' not 'kata to anthropeian physin' means that Thucydides is not referring to human nature or a human condition but rather to the 'human element' or 'human thing' in reality.  This is perhaps a significant difference given questions about the permanence or contextual bearing of human nature according to Thucydides).

Ultimate causes exist, as do proximate and concomitant causes.

 

 

Reality:

Reality is morally arbitrary.

Interstate relations are anarchic (lack overarching source of order).

 

Unpredictability of War – warns Athenian (p.25)

Fortune makes men take unreasonable risks warns Diodotus to assembly (p.73)

Uncertainty of life, disaster can strike anyone, even undeservedly, remind Plateans (p.81)

In war, the odds sometimes …, claim the Melians (p.105).

 

Unpredictability requires scrupulous attention to causation. (p.13)

 

 

 

 

 

 

 

 

2. ORIGINS OF THE WAR (pp.15-37).

 

Why did the P War occur?

For Thucy the heart of the explanation:

“I will first write down an account of the disputes that explain their breaking the Peace, so that no one will ever wonder from what ground so great a war could arise among the Greeks.  I believe that the truest reason (alêthestatê prophasis) for the quarrel, though least evident in what was said (logos) at the time, was the growth of Athenian power, which put fear into the Lacedaemonians and so compelled (anankasai) them into war (1.23.6) (pp.15-16).

The same sort of explanation is offered at 1.88 (p.29) and 11.8 (p.37).

Three specific Athenian acts of aggression (p.16).

Pre-emption???

“and instead of attacking them for your own defense you are waiting for them to attack, when the odds against winning will be much worse for you.” (p.19)

It is an analysis that embodies realist assumptions about human nature, the dynamics of politics, and the central unit of political action and hence analysis.

There are also however secondary/ulterior economic/special interest causes/motives: “a war engages everyone for the sake of a few personal interests, a war’s progress cannot be foreseen, and there is no decent way to end it easily.” (p.27).

 

Alcibiades emerges as a complex and fickle figure for this reason (p.115).

 

 

Human nature:

Take men as they are not as they ought to be, namely as propelled by basic motives which they pursue rationally

The "Athenian thesis" propounded at Thuc. 1.76 (p.23) is the key text for highlighting Thucy’s assumptions about the brutish hidden nature of man.

 

Fear (deos), honor (timê), and advantage (ôfelia) (the three qualities which the Athenians cite twice at 1.76) are fundamental, even dominant, forces that drive “normal human affairs” (p.23) and certainly international affairs. 

 

The Melian dialogue (pp.102-9) is the other key text as we see later.

 

As a descriptive matter, since the behavior of political actors especially is amorally rational, it is possible to apply the observational method to explain and even predict how such actors will behave in the future.

 

This real nature is revealed in moments of crises:

 

Such as the Plague (p.46) as we shall see.

 

Politics

Natural human inclination to rule over others (p.23).

 

power politics: pitting "the expedient" (to sumpheron) against "the just" (to dikaion)

 

In politics, (in contrast to civic life where under regularized circumstances morality may prevail) because the stakes are so high, the dynamics are amoral, and the means are power not words.

 

States act to maximise either their security or power. In practice the two are more or less equivalent.

 

Irrational and dangerous to expect anything other than, as Melian Dialogue made clear, that the strong will do what they have the power to do and hence that the weak must accept what they have to accept.

 

“Besides, we took this upon ourselves because we thought we were worthy of it, and you thought so too, until now that you are reckoning up your own advantage and appealing to justice – which no one has ever preferred to force, if he had a chance to achieve something by that and gain an advantage” (p.23).

 

 

Ø What is the relationship between the speeches and subsequent events?

Not much of a relationship.  Sparta chooses to act out of fear of the continued expansion of Athens (according to Thucydides).

That is to say, mere words are likewise useless and even dangerous (p.28).

 

 

City-state

The group, city-state but also variously tribe, empire, kingdom, fiefdom, or for the past

three hundred years the modern nation state, which sails about as a unitary agent, even if there may be one or several elite individuals steering the ship of state.

 

Tendency to diminish signifiance of supra-national structures, sub-national ones and individuals.

 

Thus, "the Athenians," "the Corinthians," and "the Spartans," manifest themselves as actors.

 

4 speeches: Corinthians, Athenians, King Archidamus and Ephor Sthenelaidas

 

Ø Of the four speeches, does Thucydides display special sympathy for any one in particular?

The Spartan Archidamus perhaps.

 

What is the national character of the Spartans?

See p19-20, 25-28

 

Notice that this is a very positive description of Sparta, admittedly one voiced by a Spartan, still …

 

 

What is the national character of the Athenians?

See p.19, 21, 31

 

Pericles’ War Speech

Is Athens to blame?

If all states and all individuals pursue power to some extent, ambition consumes the Athenians far more intensely than any other group.  The qualitatively distinct thirst for power which shapes Athenian character is, in fact, crucial to the history.  It terrifies the Corinthians, leading them to badger the Spartans into war (1.68-71), while it provides Alcibiades with a psychological argument for the Sicilian expedition (6.18) as we see at the end.

 

 

3. PERICLES AND THE WAR SPEECH (pp. 39-58)

Pericles’ Funeral Oration

- epitaphios logos

- apsirational and exhortational

- characterological contrast of Athens and Sparta.

 

Thucydides even inserts power into this one idealizing vision of Athens that the History contains: during the Funeral Oration, Perikles urges his fellow Athenians to gaze upon the power (dunamis) of, and thus become infatuated with, Athens (2.43.1) (p.44)

 

Monuments

Ø How would you characterize the relationship between the Funeral Oration and the Periclean building program?

The literary counterpart to the Parthenon Frieze, i.e., an expression of Athenian energy and confidence in which men are almost indistinguishable from the Gods.

 

 

Ø What can we learn from Pericles about the nature of Athenian political institutions specifically?

Relate these observations to the Athenian Constitution.

Although some modern readers see Pericles downplaying the democratic features of the Athenian constitution in favor of its aristocratic possibilities, in fact, he is dutifully reflecting the Athenian view of the structure of the politeia.  Unlike the American Constitution (which divides government between three branches: executive, legislative, and judiciary; and grants citizens representative but not dirct access), Athens lacked an executive and separated the legislative into two function.  Athens tripartite structure thus consisted of deliberative (attended by all citizens directly) and magistrates (and other offices (chosen by election by all citizens, or lot, on the basis of merit though not of a property qualification) and judiciary (courts manned by all citizens).

Aristotle does the same in the Politics (1297b35-1298c3), and (so does his student) in the Athenian Constitution, discussing in turn the (deliberative) Council and Assembly (43.2-49; pp.89-94), the various magistracies such as sortitive offices (50-54; pp.95-100) and archons (55-59; pp.100-104) and other officials (60-62; pp.105-108), and then finally the judicial courts (63-69; pp.108-114).

Significantly, this structure is mirrored in Pericles' description, albeit compactly (40).

He is contrasting oligarchic (and property-biased) Sparta with democratic Athens.

Each realm is operated on a distinct basis: deliberative - collective, majority or plurality, judicial matters - individual passive equality before the law, and offices - active, competitive, merit.

 

We should not be surprised to find that the Funeral Oration was quite conventional politically, since it followed the rules of the funeral oration genre in other areas as well: e.g., glorious deeds of ancestors, nobility of Athenian character, bravery of the fallen, consolation for families.

Pericles actually notes twice that he is observing custom in his oration (40, 46).

Ø Compare/contrast Periclean idealism towards democratic Athens with our idealism towards America.

 

DEMOCRACY

The Plague

Ø Why so much detail on the plague in a narrative on the human aspects of a human phenomenon, the war?  i.e., why not just write 'The Plague happened and people died'?

Effects of plague on human beings are mirrored in effects of events of the war.

Numerous parallels through rest of text.

Prologue.

Self-contained metaphor.

These were events which defied words, explanation and even human nature, i.e., they undid what was human in us (48, see also Pericles on this at 53).

Disease diffusion = political polarization of neutral areas

Plague ® ¯ religion, ¯ laws, ­ hedonism, ­ chaos, ­ mortality (49)

 

Ø Compare/contrast Pericles' glowing description of Athenian character with the actual behavior of Athenians in the midst of the plague.

Why the juxtaposition in the text?

Athens had a healthy exterior but vulnerable interior.

Heightens and anticipates tragic self-inflicted fall of Athens.

 

Ø On the assumption that Thucydides is using the same empirical method on the plague that he uses in the History generally, what additional observations can we make on this method?

Not encyclopedic or all-encompassing.

Thucydides distances his handling of the plague from that of both doctors and laymen.  However,

 

Prophasis (15, 47) generally means pretext or excuse but within the Hippocratic tradition has an analytical or diagnostic meaning, namely, precondition, i.e., proximate not ultimate cause.

Not causal, rather Thucydides is concerned with recognizable pre-conditions or symptoms, that which enables ready identification and hence better judgement and decision-making next time.

Not so about predictive/preventative control as it is about foreknowledge of likely outcomes.

Diagnosis, case history.

Thucydides is a pathologist studying the Athenian body politic.

 

Medicine is already a well-established discourse (indeed there is a conflict underway between the ancient medicine and modern practices at this time).

The authority of medical discourse rests on its ability to identify the mechanism of change which obscures the continuity of nature.

 

Thucydides uses medical language (verbs, concepts etc.) frequently, but especially in describing unexpected events (both natural and man-made) which befall men, remain beyond their control, and yet have dramatic effects upon them.

The Hippocratic school of medicine on the island of Cos practiced an empiricism with minimal recourse to rational abstractions.

Thucydides is no mechanical copyist of Hippocratic doctrines.

Rather he is a literary historian whos used Hippocratic ideas as they suit him.

 

Ø Compare/contrast the Funeral Oration with Pericles' last speech.

How does Pericles differ in the values he affirms in each?

He shifts from relatively individualistic to relatively communitarian conceptions.

How do the shifts in the values affirmed mirror shifts in Athenian views over the course of the war?

He shifts from talk of friendly alliances to recognition that Athens is an imperial tyranny.

 

 

Thucydides on Pericles (p.56)

 

Ø Based on the speeches Thucydides attributes to Pericles, and his subsequent remarks about him, how would you characterize Thucydides's evaluation of PP?

Is Pericles a hero, a tragic figure, a foil, a fool ...?

 

Ø Thucydides notes that Pericles' strategy was to protect the people in the city while letting the Spartans invade Attica and spoil the country.  He also notes that severe urban overcrowding compounded the problems of the plague.  Why doesn't he connect the two?

 

Ø What is the significance of the fact that while Pericles lauds the democratic aspects of Athens and his own humble advisory role in it, Thucydides observes in his own voice that Athens was a democracy in name only and instead actually government by its first man (57)?

 

Some readers equate Thucydides with Pericles, regarding both as democrats.

However, here others contend, Thucydides is calling attention to the de facto and technically extra-democratic (charismatic) power Pericles wielded, as lead strategos.

 

However,

First, Thucydides is not quite correct.  The Democracy remained very much in effect during the years of Pericles' dominance.  The people voted to keep him in office.  Policy was still decided by vote.  Elections occurred at constitutional intervals, the people selected their generals, heard reports from them, listened to opposition, occasionally disagreed with Pericles, voted him out in 444, and deposed him in 430 only to rapidly re-elect him.

Second, as an anti-democrat Thucydides is reluctant to acknowledge that Athens' Periclean greatness is due to its democracy.  He attributes its success to Pericles' moral integrity and functional independence from popular whim.  However, Thucydides also holds democratic institutions responsible for subsequent Athenian mistakes, i.e., subsequent leaders pander to the people.  In effect, Thucydides is syaing that for a time, the democracy ran well in spite of itself but that eventually the mob (the democratic essence) got the upper hand. (57)

 

 

4 JUSTICE AND POWER: PLATAEA AND MYTILENE (pp. 59-88).

 

Plataea v. Spartans and Mytlene v. Athens

 

Ø Compare/contrast the speeches of Cleon and Diodotus.  Thucydides reports that Athenian public opinion was fairly equally divided before siding with Diodotus.  What does the quality and content of the two speeches tell us about the nature od democratic decision-making at this time?

 

Ø Diodotus suggests that if the people are unwilling to listen it maybe neceesary for the good leader/advisor to give the advice secretly, i.e., deceive the people into doing the good thing. In the Republic, Socrates notes that the guardians will have to lie to the people.  Is there such a thing as a 'noble lie'?  Should democratic governors be permitted to lie to the governed?

 

Ø Compare/contrast the many conceptions of justice offered in these two debates.  What position is acted upon?  What position ought to have triumphed according to Thucydides?  according to you?

 

Ø Thucydides juxtaposes the Athenians' and Spartans' handling of rebellious 'allies' Mytilene and Plataea respectively.  How, if at all, does their respective handling of these rebellions serve to distinguish Athens and Sparta politically and culturally?

How, if at all, does Thucydides's short narrative about the outcome of the speeches interpretor reflect elements contained in the speeches themselves?

 

The famous Mytilenean debate (pp.66-76) turns upon the question of how Athens can best use its material force to make the allies fulfill its own needs. Diodotus, whose opinion carries the day, argues that, if the Athenians spare most of the Mytileneans and thus do not exploit their material force to the fullest, they will immediately gain access to more tribute from Mytilene and will in the future waste less of their resources in putting down revolts (3.46).

 

 

 

5. HUMAN NATURE LAID BARE IN CIVIL WAR (pp. 89-95).

 

Corycra civil war (stasis; also a medical term) between democratic and oligarchic elements.

 

Ø Thucydides expands his level of detail considerably in discussing Corycra, which one might otherwise have regarded as a local event without any immediate relation to the larger war.  Why does he do so?

Coryra was the future.

It presented in miniature the dynamics that would eventually consume all of Hellas, namely the irrelevance of morality, mutual hatred and polarization.

 

Ø Thucydides observes that 'war is a violent teacher' (90).  What does he mean?

 

Ø Compare/contrast the symptoms of the plague at Athens with the human behavior and outcomes during the civil war.

Every form of death, cruelty.

Morality is reversed.

Avarice and ambition dominate events.

 

Ø Thucydides's discussion of human nature laid bare by the civil war is relatively dark and cynical.  Is he right?  Are events such as a civil war windows into our 'state of nature'?

 

 

 

6 JUSTICE AND POWER (pp.97-109)

 

Ø Thucydides appears to admire Brasidas.  Why?

 

The Melian Dialogue (pp. 102-9)

 

Melos was a small island with negligible resources, but the Athenians insisted on subduing it because domination of all the islands would have a powerful symbolic effect upon the rest of the allies (5.95, 97) (p.104).

 

 

7. THE SICILIAN EXPEDITION (pp. 111-128)

 

Athens attempts big victory over Greeks in Sicily, uses excuse of aiding ally (Egesta) to invade and battle Syracuse.  Athens is lured by (false) promise that Egesta would pay cost of expedition.

Nicias v. Alcibiades

 

 

DEFEAT OF SICILIAN EXPEDITION (pp. 128-154)

 

Ø Why not give Nicias' speech during the battle of the Great Harbor?  Instead Thucydides describes Nicias' state of faer and use of cliches.

Artistic expansion and contraction of narrative to make a point, namely ....

 

Ø Compare/contrast the Plague in Athens to the Athenian retreat (pp.145-154).

 

Ø Thucydides identifies Nicias (who after capture is killed by the Syracuseans) as "of all the Greeks in my time ... the one who least deserved such a misfortune, since he had regulated his whole life in the cultivation of virtue" (152).  Are the decisions, speeches, and actions Thucydides attributes to Nicias uniformly positive ones?

 

 

 

 

Summary of Thucydides’ attitude towards all of this?

 

Tragic sense of tendency towards disintegration.

 

Sparta feared aggrandizing momentum of democratically charged  Athens.

Hope to prolong and perhaps even renew one’s polity through a chastened, careful, consequentialist form of realism, one that does not avoid war totally nor seek it out ala Cleon and Alcibiades, but in stead avoids war, enters it fully aware of likely costs, and with a clear plan and exit strategy so that little is left to luck ala Spartan Archidamus (p.25-8), Athenian Diodotus, Nikias (in spite of his weakness for soothsayers).

 

Suspicious of viability of democracy, and certainly of democratic deliberation in foreign policy matters.  Clear preference for decline of democracy in favor of oligarchy (p.154).

 


BIG QUESTIONS

(for class discussion as reading nears completion and/or as possible final paper topics)

 

Ø Does Thucydides practice what he preaches?

Does he succeed in writing the sort of history he claims he is writing?

Does he avoid the sorts of writing he claims he is avoiding?

(Although scholars have tended to stress the scientific nature of Thucydides's efforts, there is a substantial readership that presses the contrary view, namely that it is art first and foremost; and also a number of scholars who hold a middle position, art in the service of science).

 

Objective:

He is dispassionate, detached, disengaged.

 

He pays new attention to chronology (36n.96, 101).  This is contrary to Hellanicus but not Herodotus.  Doing so assists the narrative and makes verification easier.

He stresses the continuity of events (101).

 

He is a participant observer (100).

He is aware of the biases of subjectivity, perspectives, selective cognition, selective recollection, and selective reception (13, 31, 50, 102, 125).

He makes an effort to incorporate both sides (102).

He recognizes that often, and especially with the events of the war, even synthesizing all sides result in an incomplete picture (132).

He is, more generally, careful to note when no reliable information is available, or when he doubts exagerrated reports.

 

He is attentive to details, and especially to materially causal details, eg (economic) resources, (naval) power, and so on.

 

Regarding Hippocratic influences, one can detect the presence of medical methodology.  The crucial phrase "truest cause" (prophasis) ... actually stresses precondition rather than cause.

 

Not objective:

Thucydides's objectivity is a rhetorical pose or mask.

The History is agenda-driven.

The History is artistic, literary, and poetic.

The History is tragic (see 15); fall of Athens, disintegration of unity of polis.

Like Eurpides this is tragedy driven not be divine punishment but by internal psychological conflicts.

Thucydides is a passionate engagé.

Thucydides is moralizing. 

Justice, and the viability of different intellectual and motivational foundations for justice in particular, is a running theme.

Thucydides is animated by compassion, and the desire to see undue suffering minimized, in particular (see 49).

He is critiquing Athenian acquisitiveness (pleonexia), and the cultural and institutional collapse brought on by the over-reaching of the Athenian empire.

The History is a story with plenty of artistic discretion exercised in the expansions and contractions of the narrative (such that some events occupy a phrase, others a sentence, paragraph or pages), in the juxtapositions (e.g. antithetical speeches, funeral oration and plague, (rhetorically formal) speeches and events or intentions and outcomes generally), and so on.

Actually only about 10 passages regsiter alternate perspectives on events.

The goal of akribeia (usually translated accuracy) also means orderliness, coherence, lack of confusion, i.e., Thucydides is taking credit for imposing an effective coherence upon the chaos of events.

The accuracy of the speeches refers not to lexical conformity with the original but rather the faithful rendering of the meaning or ideas of the speaker, or , more problematically, what Thucydides thought they would have expressed in their situation and position (given his assumptions about them).

The very notion of the 'greatness' of the war signals an aesthetic, in this case of scale-enormity and monumentalism.  It is Homeric.

 

Ø As a work of history, does the History have any weaknesses by our standards?

It is too casual about sources.

It is arbitrary in its inclusion/exclusion of events and persons.

(Other literary evidence suggests events or great(er) significance ommitted.)

It relies upon the dramatic device of non-verbatim speeches.

 

It reports on the mental states of specific actors, eg. 'X was afraid.'

Thucydides is perhaps a little arrogant in thinking that his account is neutral, objective, unbiased and of everlasting value.

 

Ø What sorts of events and persons has Thucydides selected for inclusion in his History?

What sorts of events and persons has he excluded?

Compare to the perspective on the effects of the war that one gets fromn Aristophanes.

In other words, how would this narrative look different if it was 'history from below,' 'womens history,' ... 'technological determinist history' and so on?

 

Ø Is the History a 'lasting possession'?

What are the larger and lasting lessons of the History?

To a considerable extent reality is (necessarily) unexpected, unpredictable, uncontrollable (25, 27, 32, 48, 55, 73, 81, 105, 114ff).

This is especially true in times of war.

Athens warns Sparta of this early (25, 32) only to ignore the lesson and suffer its demise as a result.

The unpredictability of nature exceeds human knowledge (48).

Even good judgment can go awry: Pericles was foiled and Nicias undone.

 

There is a practical curriculum in this.

Good judgement consists of heeding the limits of human intellect (gnome), not being ruled by passion (orge), expecting the unexpected, being courageous (55), and planning (116).  In effect the reader is to observe the good and bad judgements of others and the range of consequences and internalize 'practical experience' thereby.

 

Ø Is history continuous or discontinuous?

Human history is continuous not discontinuous.

Hence the need to recount the prehistory etc, and overlay interactions between personalities, events, outcomes, institutional robustness and cultural contexts.

 

Ø In what ways does Thucydides exemplify the recurrence of past events within the History?

e.g. fate of Persia in the prehistory and Athens in concluding narrative.

e.g.  Athenian reponse to Persians, Melian response to Athens,

e.g. Plague, Corcyra, Athens attack/retreat at Sicily

 

Ø What is Thucydides saying about war, making war, winning war and so on?

Though no pacifist, Thucydides is saying that war is unpredictable and cruel.

Do not undertake war lightly (sa 37).

Archidamus' early observations -- that war engages everyone for the sake of the personal interests of a few, that the progress of war cannot be forseen, and that there is no decent easy way to end war (27) -- seem confirmed by the History as a whole, and hence to be Thucydides's view.

 

Ø What is Thucydides saying about justice?

It is vital yet vulnerable.

Man needs moral restraints but those restraints dissolve under extreme situations when most needed.

 

Ø What is Thucydides saying about religion?

He is respectful but implicitly dismissive.

 

Ø What is Thucydides saying about human nature?

Human nature is NOT an immutable permanent essence (Plato, Aristotle) but rather contextual defined by historical conditions (Darwin, Marx, Freud).

A middle position would hold that the human thing consists of constitutive elements which are arranged and re-arranged by culture, institutions, and the force of cirumstances.

Plague and civil war alike reveal that under the impact of radically unfamiliar and challenging cirumstances, we lose confidence in our conventional morality and Gods.

Aside from occasional generally cynical observations on human tendencies, Thucydides places more emphasis on 'national character' (e.g., Athens and Sparta), and the changes in the former over time.

In effect, Thucydides writes history because man can only be grasped historically.

 

Ø What is Thucydides saying about democracy?

Thucydides was reared in the conservative anti-democratic tradition.  His orderly and impartial mind was impressed by the genius of Pericles, and so he became a 'Periclean,' though not a democrat; nor could he admit that by doing so he was, in essence, approving of democracy.  Later, as he saw Periclean ideals abandoned and Periclean warnings ignored, he was free to diagnose the evils of democracy gone to seed.  He ended his life as he had begun it, a confirmed oligarch.

 

In the History, Thucydides disparages mob i.e., mass decision-making.

The mob is fickle (56, 153).

Thucydides prefers the mixed polity, and praises the oligarchy of 5000 (159).

 

Ø In what ways do the speeches of the Athenian demos shift over time?

How do these shifts relate to changes in Athenian culture and morality?

What does this tell us about the nature of logos/politics? i.e., about the role of reason, language, communication in political deliberation?

e.g. compare Pericles (transparent language that treats men as moral agents), Cleon (force, more fighting, less talking) and Diodotus (fraud, affirms good end using self-interested amoral reasoning), Melian dialogue (transparent language of brutal self-serving free of moral ideals or imperatives).

Shift from appeals to justice, (relatively) friendly alliances, inventiveness to dispassionate cruelty, ruthlesness and inflexible expediency.

 

Ø Thucydides contrasts his History with mere debate speeches, and yet he also includes lots of ostensibly debate-speech sequences in his History (1/4 of the text).  What then is the significance of these speeches?  What purpose(s) do they serve?

A convenient way to highlight actors' intentions.

To highlight the separation of human intent and outcome, the variable receptivity to reasoned speech.

To mark shifts in what a particular culture at a particular time finds persuasive, justified etc.

 

 

Ø Thucydides often presents the subjective context of the war through contrary speeches which make it appear that there is a measure of truth on both sides.  Select one such instance and discuss Thucydides's reasons for doing so.

 

Ø The public spiritedness of Athens in the wake of their defeat of Persia gives way to an Athenian sense of empire as their destiny.  They come to seek greatness in the eyes of their principal Greek competitor (Sparta) and allies and enemies alike.  This aim eventually generates domestic cultural and moral corruption and a foriegn policy of self-interested over-reaching.

Are there any parallels or lessons here for the US in the wake of the Cold War?

 

Ø In his narrative, does Thucydides favor either Athens or Sparta?  Offer evidence.

Arguably the virtues he seems to affirm, restraint, moderation, self-control are more distinctly Spartan.

Athens flaunts its success (Parthenon, Pericles' Funeral Oration, 43).

Athens over-reaches, generating the fear to which Spartans are compelled to respond.

Athens keeps the war going at the time of the peace of Nicias when Sparta is ready to settle.

 

It may be that at the time of the PW, Sparta enjoyed greater cultural prestige than Athens in the Greek World.  Thucydides could be sparing in his characterization of Spartan character, policies, and institutions because such details were well-known and admired: Sparta had a stable, self-sufficient, moderate and mixed constitution.

Both Plato and Aristotle in their own ways harbor great admiration for Sparta.

In part, Athens sought the prestige Sparta enjoyed and was engaged in a contest both political and cultural to promote its new ideals of mobility and so on.

There is also the final irony that Sparta saves Athens from itself at the onset in 510 and at the close of our period in 404 (159, 160).

 

 

 


Legacy and Relevance of Thucydides

 

Pagan Warrior Ethic

 

Machiavelli

  

 

Italian city-states flanked by national Monarchies, the Holy Roman Empire, and beyond Islam.

Influenced by Roman Imperial authors not Thucydides directly

 

Machiavelli, The Prince:

“But since my intention is to say something that will prove of practical use to the inquirer, I have thought it proper to represent things as they are in real truth, rather than as they are imagined. Many have dreamed up republics and principalities which have never in truth been known to exist; the gulf between how one should live and how one does live is so wide that a man who neglects what is actually done for what should be done learns the way to self-destruction rather than self-preservation. The fact is that a man who wants to act virtuously in every way necessarily comes to grief among so many who are not virtuous. Therefore if a prince wants to maintain his rule he must learn how not to be virtuous, and make use of this or not according to need.”

 

 

 

 

Cardinal de Richelieu

Realism (under the name raison d’état) was introduced through the diplomatic policies of the French minister. He led France into the bitter Thirty Years War to ensure that the various states controlled by the Habsburgs did not dominate Europe. That war ended in the Treaty of Westphalia (1648) which is widely regarded as the moment of the birth of the modern Nation-state system of international relations

 

 

Thomas Hobbes,

  

His first major work was a translation of Thucydides, and this translation was the prevalent one for centuries.

Hobbes, "To the Readers," in his translation of The Peloponnesian War

“... I saw that, for the greatest part, men came to the reading of history with an

affection much like that of the people in Rome: who came to the spectacle of the

gladiators with more delight to behold their blood, than their skill in fencing. For

they be far more in number, that love to read of great armies, bloody battles, and

many thousands slain at once, than that mind the art by which the affairs of both

armies and cities be conducted to their ends.”

and on whose thought Thucydidean influence was substantial.

Thuc. 1.76 -- that "honour, fear, and profit" (as Hobbes translates timê, deos, and ôfelia) drive all men -- reappears in the foundational passages of Hobbes’ own thought: namely that "competition," "diffidence" and "glory" are the three forces which drive man. Hobbes attributes as a consequence of this triad that his famous "warre ... of every man, against every man" is the natural state of mankind.

Arguably, Hobbes is actually a bit more stark about the assumptions and conditions of modern life than his source in Thucydides, although he is also more complicated.  Hobbes says little about international relations except that states face one another rather like gladiators.

 

The Realpolitik of Bismarck,

 

 

 

In the modern age:

 

Basil Lanneau Gildersleeve, the first great American classicist, had as a young professor at the University of Virginia spent his summer vacations campaigning with Robert E. Lee's army, and he took from this experience a wound that troubled him the rest of his life. When, more than thirty years later, he wrote about his experiences, he playfully titled the piece "A Southerner in the Peloponnesian War."

 

Eduard Schwartz published his book on Thucydides in the shadow of the first world war, dedicating it to his son Gerhard, `killed at Markirch, on November 2, 1914.'

 

Louis Lord gave to his Martin Classical Lectures the title Thucydides and the World War.

 

Robert Connor reports that the "shattering experience of the Vietnam War" brought him to focus upon Thucydides with greater intensity.

 

Observers of contemporary affairs from George Marshall onwards compared the stand-off between the United States and the Soviet Union to that between Athens and Sparta, while Thucydides' generally pessimistic view of human nature and his disdain for pious illusions struck a responsive chord among many who had lived through the struggle with fascism.

 

If historians, ancient and modern alike, have generally found that their work, however rigorous and "scientific" in method, does not consitute a science, Thucydides' aspirations have taken root in the "social" or "human sciences." In particular, Thucydides has earned a remarkable position as an acknowledged creator of the paradigm for political realism. Within this community, the quest to establish a scientific discipline remains strong.

 

 

Contemporary political science

"classical realists,"

E. H. Carr

"The Science of International Relation." In  The Twenty Years' Crisis

Hans Morgenthau,

Politics among Nations, 1948,

Scientific Man vs. Power Politics

most influential of the new realists who would decisively shape a generation of American foreign policy.

John Herz,

Political Realism and Political Idealism

 

"neorealists,"

Robert Gilpin,

Robert Gilpin has even questioned whether almost twenty-four centuries have substantially advanced our understanding of how states relate to one another and of why wars occur.

Kenneth Waltz,

Theory of International Politics

Robert Keohane

 

 


Relevance for Students: Iraq

 

Athens and Sparta as former allies:

 

 

 

democracy:

 

 

Real motives v.the sophistic wordplay inherent in discursive democracies:

 

 

 

 

 

 

 

 

 

 

Ulterior motives, e.g. silver mines:

 

 

 

Pride and unilateralism:

 

 

 

 

Pre-emption:

 

 

 


 

Sources:

 

http://www.perseus.tufts.edu/~gcrane/thuc.HC_ToC.html

Gregory Crane, Thucydides and the Ancient Simplicity: the Limits of Political Realism (Working Draft)

 

http://www.geocities.com/virtualwarcollege/ir_realism.htm

Martin Dunn, “Realism in International Relations”

 

http://strongbrains.com/pages/bookreview1.htm

John Lewis, “Thucydides and the Discovery of Historical Causation”

 

http://plato.stanford.edu/entries/war/

Stanford Encyclopedia of Philosophy “War”

 

http://www.willamette.edu/cla/wviews/thuc.htm

Willamette U page on Thucydides' On Justice, Power, and Human NatureResources

 

Also:

http://www.perseus.tufts.edu/Thucydides/

 

http://www.laconia.org/gen_info_literature/Peloponnesian_war.htm

 

http://duke.usask.ca/~porterj/CourseNotes/ThucNotes.html

 

http://www.brown.edu/Courses/CL0070/classnotes20011113.pdf

 

http://classics.lss.wisc.edu/~awolpert/600/Bib_Thuc.pdf

 

www.student-pugwash.org/uk/WG2.pdf

 

 

 



[1] Adapted from John Baker, “Perspectives on the ethics of war,” October 15, 2001 at http://www.geocities.com/ucdantiwar/ethics.htm

[2] John Lewis, “Thucydides and the Discovery of Historical Causation” at

http://strongbrains.com/pages/bookreview1.htm