Thucydides
(460-400 BC) and The Peloponnesian War (431-404 BC).
Sammy
Basu (Politics)
Outline
·
Empirical/Ethical theories of war ·
Peloponnesian War ·
Thucydides ·
Text |
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Thucydides and Realism
I EARLY HISTORY AND
METHOD ('ARCHAEOLOGY') (pp.1-13 + 101)
·
Method
·
Reality
2. ORIGINS OF THE WAR (pp.15-37).
·
Why did the P War occur?
·
Human Nature
·
Politics
·
City-state
3. PERICLES AND THE WAR
SPEECH (pp. 39-58)
·
Democracy
4 JUSTICE AND POWER:
PLATAEA AND MYTILENE (pp. 59-88).
5. HUMAN NATURE LAID
BARE IN CIVIL WAR (pp. 89-95).
6
JUSTICE AND POWER (pp.97-109)
7.
THE SICILIAN EXPEDITION (pp. 111-128)
Summary of Thucydides’
attitude towards all of this?
BIG QUESTIONS
Legacy
and Relevance of Thucydides
·
Machiavelli
·
Hobbes
·
Contemporary Realism
Relevance
for Students: Iraq
Sources
Assumptions about the empirical realities that
surround war affect the sort of ethical considerations that should be brought
to bear:
1. Is war permitted or
not? Pacifism versus non-pacifism
2. If
permitted, are any moral constraints appropriate? Realism versus ethics-of-war
theories.
3. If moral constraints
are appropriate, what should they be? Consequentialism, Just War Theory, and
International Law
Pacifism
War? { Realism
(no relevant ethics)
Non-Pacifism { Consequentialism
Ethics
of War theories { Just War Theory
International
Law
Peloponnesian War
·
Aftermath of Persian War
·
Interstate politics: Delian League
(Athens and ‘allies’) v. Peloponnesian League (Sparta, aka Lacedaemonians and
‘allies’) with vulnerable neutral cities and villages
·
Domestic politics:
Oligarchies/Aristocracies v Democracies
Thucydides
·
Aristocratic born
·
One of the annually elected
generals, Strategoi.
·
After the loss in 424 of
Amphipolis (arguably not his fault), Thucy is exiled and subsequently wanders
about including through the Peloponessus
Text
Thucydides,
3rd C. Manuscript fragment
·
Our edition is a selection,
perhaps quarter of the original, and one that heavily privileges the speeches.
·
Strictly speaking, this is not a ‘history’ in the
sense that it was about the past, but rather something like slow journalism
written because the then recently passed and current events would likely take
on momentous significance.
What
is Realism and what makes Thucydides a realist?
[I have
tried to generate themes or topics for discussion that follow from reading our
text in order]
I EARLY HISTORY AND METHOD
('ARCHAEOLOGY') (pp.1-13 + 101-2).
Method:
Ø What sort of a history
is the History according to Thucydides?
Although
in 431 when Thucydides began his History, neither Herodotos' history (pub in
the 420s) nor Hellanikus' Attike Syngraphe were available most scholars see
Thucydides in reaction against Herodotus perhaps having heard Herodotus orally
delivered. His other main rivals were
Homer and Hecataeus of Miletus.
“The ancient Greek historian Herodotus wrote
in the mid fifth-century BC about the centuries-long enmity between the Greeks
and the Persians, which climaxed in the Persian Wars. He had to rely primarily
on oral accounts of events that occurred centuries earlier, and consequently it
was difficult for him to be accurate about those events. He deserves to be
called the "father of history" for his achievement in committing oral
history to writing.
What is his method? When stories conflict, he often
gives us both sides, refusing to select which is right. For example at Book 1
section 5 he says : "These are the stories of the Persians and the
Phoenicians. For my own part, I will not say that this or that story is
true." He goes on to take a stand about a particular fact, but his focus
remains primarily on what people said and thought about history. In many ways
he remains a storyteller. He also
interprets events in terms of his own time. His discussion of the establishment
of the Persian monarchy (3.80 f.) is recounted in terms of a fifth-century
Athenian political debate. Taken literally, the story would mean that the
Persians discovered democracy and oligarchy in the 560's BC, rejected them in
favor of monarchy, and selected their monarch by a contest of neighing
horses.
In contrast, Thucydides
had a different project, and a different method. He wrote mostly about
contemporary events which he could witness directly: the Peloponnesian War
between Athens and Sparta. He writes of distant events only when they are
necessary background to his own topic. But he is also armed intellectually,
with a historical method that is a qualitative improvement upon that of
Herodotus. Why do men need a method in understanding history? He tells us at
Book 1 section 20: "For men accept from one another hearsay reports of
former events, neglecting to test them . . ." He follows this with a
specific example of a historical error accepted by the Athenians of his own
day, then explains this error: "So averse to taking pains are most men in
the search for the truth, and so prone are they to turn to what lies ready at
hand." [2]
Ø What other sorts of
texts is the History to be distinguished from according to Thucydides?
The History is NOT:
- history, or at least
antiquarian history; it begins as soon as the war does (1)
Thucydides is treating the present as a worthy topic.
- untested reports
about the past, the mere transmission of oral tradition (12)
e.g., Harmodious and Aristogeiton killing the tyrants
Hipparchus and Ariston (sa 126f)
(note: Thucydides's version agrees with Herodotus but not
Hellanikus).
- wrong
opinions/misinformation/hearsay about the present (12)
- poetry, embellished
writing
- prose writing
intended to delight the ear
- untestable,
incredible myth.
Thucydides is iconoclastic in undermining national
gods/heroes.
He goes
further than Plato in this regard. The
latter assaulted art but would have kept morally upright stories.
- composed to satisfy
momentary cultural fashion - e.g., contest prize material (13; sa 57)
- finished (Bk 8 is
conspicuously incomplete - end of war remains to be told).
Although there is reason to think that he revised as he wrote.
Thucydides is a
rationalist, a scientific historian, empirically oriented.
He is a child of the
Sophists (likely taught by the notorious oligarchic orator Antiphon.
He is a child of the
Hippocratics.
He stresses accuracy
(akribeia).
He is concerned to
present the "truth" (13), the "truest reason" (15),
"accurate knowledge" (102).
His emphasis is on
evidence resulting from the reasonable synthesis of all available sources (2f,
13).
This is a pluralistic
approach in contrast to either appeals to direct reports on facts or epistemic
certainties for foundations.
He inspects the quality
of his informants, preferring those who were in command (e.g., Nicias) and
hence more likely in the know, and those with trained memories.
He practices
falsifiablity, i.e., sources are used negatively, no good reason to doubt (6).
He is balanced, taking
pains to include actual/appropriate speeches from both sides in relating the
events (13).
His stress is on parsing "real" from"apparent"
factors:
“the truest reason [for the quarrel], though least
evident in what was said at the time" (Thuc. 1.23.6: hê men alêthestatê
prophasis, aphanestatê de logôi),
(pp.15-16)
through a method of "using the best evidence
available" (1.21.2: ap' autôn tôn ergôn skopousi) (p.12).
Ø Does Thucydides
practice what he preaches?
Does
he succeed in writing the sort of history he claims he is writing?
[These questions are worth
raising at the onset although they will remain unanswerable until the end. It would also be useful to flag other big
questions to be taken up at the end].
Ø How can we modern
readers test the reliability of Thucydides's History?
Test internal features
of the text for consistency, detail, vivacity (although actually all could be
present in fiction oo, the absence of any counts against reliability), and
examine the author's methodological statements.
Compare to external
sources such as other texts, archaelogical evidence, the independent
calculation of astronomical phenomena such as eclipses, and so on. Mutual corroboration is encouraging.
Ø How does Thucydides's
account of early Greece and the rise of the Greek Polis compare with
'Aristotle's' account in the Constitution?
More or less the same,
although since the History was likely a source this is not surprising.
Ø What are Thucydides's
reasons for writing his History?
What
do those reasons tell us about the nature of his History?
The PW is a great war,
greater than those in the past. It
deserves recording (1).
(a) scope of war
preparation
(b) polarized all
Hellas and beyond
(c) long time period
(sa 15)
(d) scale of suffering
(sa 15, 152).
Presumably it is great,
even correcting for the tendency to exaggerate the momentousness of a present
war when one is in the midst of it (12).
Past events recur,
hence truth/accuracy has value, makes history a 'lasting possession' (13, sa
47).
(although note: this
war in its greatness is no mere recurrence).
Ø Why might Thucydides
think that past events recur?
What
is he assuming?
Is
history patterned, cyclical, linear ...?
Human nature is
constant (13). Most scholars stress
this.
(although some scholars
note: 'kata to anthropinon' not 'kata to anthropeian physin' means that
Thucydides is not referring to human nature or a human condition but rather to
the 'human element' or 'human thing' in reality. This is perhaps a significant difference given questions about
the permanence or contextual bearing of human nature according to Thucydides).
Ultimate
causes exist, as do proximate and concomitant causes.
Reality:
Reality is morally arbitrary.
Interstate relations are anarchic (lack overarching
source of order).
Unpredictability of War – warns Athenian (p.25)
Fortune makes men take unreasonable risks warns
Diodotus to assembly (p.73)
Uncertainty of life, disaster can strike anyone,
even undeservedly, remind Plateans (p.81)
In war, the odds sometimes …, claim the Melians
(p.105).
Unpredictability requires scrupulous attention to
causation. (p.13)
Why did the P War occur?
For
Thucy the heart of the explanation:
“I will first write down an account of the disputes
that explain their breaking the Peace, so that no one will ever wonder from
what ground so great a war could arise among the Greeks. I believe that the truest reason (alêthestatê
prophasis) for the quarrel, though least evident in what was said (logos)
at the time, was the growth of Athenian power, which put fear into the
Lacedaemonians and so compelled (anankasai) them into war (1.23.6)
(pp.15-16).
The
same sort of explanation is offered at 1.88 (p.29) and 11.8 (p.37).
Three
specific Athenian acts of aggression (p.16).
Pre-emption???
“and
instead of attacking them for your own defense you are waiting for them to
attack, when the odds against winning will be much worse for you.” (p.19)
It
is an analysis that embodies realist assumptions about human nature, the
dynamics of politics, and the central unit of political action and hence
analysis.
There are also however secondary/ulterior
economic/special interest causes/motives: “a war engages everyone for the sake
of a few personal interests, a war’s progress cannot be foreseen, and there is
no decent way to end it easily.” (p.27).
Alcibiades emerges as a complex and fickle figure
for this reason (p.115).
Human nature:
Take men as they are not as they ought to be,
namely as propelled by basic motives which they pursue rationally
The "Athenian thesis" propounded at Thuc.
1.76 (p.23) is the key text for highlighting Thucy’s assumptions about the
brutish hidden nature of man.
Fear (deos), honor (timê), and
advantage (ôfelia) (the three qualities which the Athenians cite twice
at 1.76) are fundamental, even dominant, forces that drive “normal human
affairs” (p.23) and certainly international affairs.
The Melian dialogue (pp.102-9) is the other key
text as we see later.
As a descriptive matter, since the behavior of
political actors especially is amorally rational, it is possible to apply the
observational method to explain and even predict how such actors will behave in
the future.
This real nature is revealed in moments of crises:
Such as the Plague (p.46) as we shall see.
Natural human inclination to rule over others
(p.23).
power politics: pitting "the expedient" (to
sumpheron) against "the just" (to dikaion)
In politics, (in contrast to civic life where under
regularized circumstances morality may prevail) because the stakes are so high,
the dynamics are amoral, and the means are power not words.
States act to maximise either their security or
power. In practice the two are more or less equivalent.
Irrational and dangerous to expect anything other
than, as Melian Dialogue made clear, that the strong will do what they have the
power to do and hence that the weak must accept what they have to accept.
“Besides, we took this upon ourselves because we thought we were worthy
of it, and you thought so too, until now that you are reckoning up your own
advantage and appealing to justice – which no one has ever preferred to force,
if he had a chance to achieve something by that and gain an advantage” (p.23).
Ø What is the relationship
between the speeches and subsequent events?
Not much of a
relationship. Sparta chooses to act out
of fear of the continued expansion of Athens (according to Thucydides).
That is to say, mere words are likewise useless and
even dangerous (p.28).
The group, city-state but also variously tribe,
empire, kingdom, fiefdom, or for the past
three hundred years the modern nation state, which
sails about as a unitary agent, even if there may be one or several elite
individuals steering the ship of state.
Tendency to diminish signifiance of supra-national
structures, sub-national ones and individuals.
Thus, "the Athenians," "the
Corinthians," and "the Spartans," manifest themselves as actors.
4 speeches: Corinthians,
Athenians, King Archidamus and Ephor Sthenelaidas
Ø Of the four speeches,
does Thucydides display special sympathy for any one in particular?
The Spartan Archidamus
perhaps.
See p19-20, 25-28
Notice that this is a very positive description of
Sparta, admittedly one voiced by a Spartan, still …
See p.19, 21, 31
Pericles’ War Speech
Is
Athens to blame?
If
all states and all individuals pursue power to some extent, ambition consumes
the Athenians far more intensely than any other group. The qualitatively distinct thirst for power
which shapes Athenian character is, in fact, crucial to the history. It terrifies the Corinthians, leading them
to badger the Spartans into war (1.68-71), while it provides Alcibiades with a
psychological argument for the Sicilian expedition (6.18) as we see at the end.
3.
PERICLES AND THE WAR SPEECH (pp. 39-58)
Pericles’
Funeral Oration
- epitaphios logos
- apsirational and
exhortational
-
characterological contrast of Athens and Sparta.
Thucydides even inserts power into this one
idealizing vision of Athens that the History contains: during the
Funeral Oration, Perikles urges his fellow Athenians to gaze upon the power (dunamis)
of, and thus become infatuated with, Athens (2.43.1) (p.44)
Ø How would you
characterize the relationship between the Funeral Oration and the Periclean
building program?
The literary counterpart
to the Parthenon Frieze, i.e., an expression of Athenian energy and confidence
in which men are almost indistinguishable from the Gods.
Ø What can we learn from
Pericles about the nature of Athenian political institutions specifically?
Relate
these observations to the Athenian Constitution.
Although some modern
readers see Pericles downplaying the democratic features of the Athenian
constitution in favor of its aristocratic possibilities, in fact, he is
dutifully reflecting the Athenian view of the structure of the politeia. Unlike the American Constitution (which
divides government between three branches: executive, legislative, and
judiciary; and grants citizens representative but not dirct access), Athens lacked
an executive and separated the legislative into two function. Athens tripartite structure thus consisted
of deliberative (attended by all citizens directly) and magistrates (and other
offices (chosen by election by all citizens, or lot, on the basis of merit
though not of a property qualification) and judiciary (courts manned by all
citizens).
Aristotle does the same
in the Politics (1297b35-1298c3), and (so does his student) in the Athenian
Constitution, discussing in turn the (deliberative) Council and Assembly
(43.2-49; pp.89-94), the various magistracies such as sortitive offices (50-54;
pp.95-100) and archons (55-59; pp.100-104) and other officials (60-62;
pp.105-108), and then finally the judicial courts (63-69; pp.108-114).
Significantly, this
structure is mirrored in Pericles' description, albeit compactly (40).
He is contrasting
oligarchic (and property-biased) Sparta with democratic Athens.
Each realm is operated
on a distinct basis: deliberative - collective, majority or plurality, judicial
matters - individual passive equality before the law, and offices - active,
competitive, merit.
We should not be
surprised to find that the Funeral Oration was quite conventional politically,
since it followed the rules of the funeral oration genre in other areas as
well: e.g., glorious deeds of ancestors, nobility of Athenian character,
bravery of the fallen, consolation for families.
Pericles actually notes
twice that he is observing custom in his oration (40, 46).
Ø Compare/contrast
Periclean idealism towards democratic Athens with our idealism towards America.
DEMOCRACY
The
Plague
Ø Why so much detail on
the plague in a narrative on the human aspects of a human phenomenon, the
war? i.e., why not just write 'The
Plague happened and people died'?
Effects of plague on
human beings are mirrored in effects of events of the war.
Numerous parallels
through rest of text.
Prologue.
Self-contained
metaphor.
These were events which
defied words, explanation and even human nature, i.e., they undid what was
human in us (48, see also Pericles on this at 53).
Disease diffusion =
political polarization of neutral areas
Plague ® ¯ religion, ¯ laws, hedonism, chaos, mortality (49)
Ø Compare/contrast Pericles'
glowing description of Athenian character with the actual behavior of Athenians
in the midst of the plague.
Why
the juxtaposition in the text?
Athens had a healthy
exterior but vulnerable interior.
Heightens and
anticipates tragic self-inflicted fall of Athens.
Ø On the assumption that
Thucydides is using the same empirical method on the plague that he uses in the
History generally, what additional observations can we make on this method?
Not encyclopedic or
all-encompassing.
Thucydides distances
his handling of the plague from that of both doctors and laymen. However,
Prophasis (15, 47)
generally means pretext or excuse but within the Hippocratic tradition has an
analytical or diagnostic meaning, namely, precondition, i.e., proximate not ultimate
cause.
Not causal, rather
Thucydides is concerned with recognizable pre-conditions or symptoms, that
which enables ready identification and hence better judgement and
decision-making next time.
Not so about predictive/preventative
control as it is about foreknowledge of likely outcomes.
Diagnosis, case
history.
Thucydides is a
pathologist studying the Athenian body politic.
Medicine is already a
well-established discourse (indeed there is a conflict underway between the
ancient medicine and modern practices at this time).
The authority of
medical discourse rests on its ability to identify the mechanism of change
which obscures the continuity of nature.
Thucydides uses medical
language (verbs, concepts etc.) frequently, but especially in describing
unexpected events (both natural and man-made) which befall men, remain beyond
their control, and yet have dramatic effects upon them.
The Hippocratic school
of medicine on the island of Cos practiced an empiricism with minimal recourse
to rational abstractions.
Thucydides is no
mechanical copyist of Hippocratic doctrines.
Rather he is a literary
historian whos used Hippocratic ideas as they suit him.
Ø Compare/contrast the
Funeral Oration with Pericles' last speech.
How
does Pericles differ in the values he affirms in each?
He shifts from
relatively individualistic to relatively communitarian conceptions.
How
do the shifts in the values affirmed mirror shifts in Athenian views over the
course of the war?
He shifts from talk of
friendly alliances to recognition that Athens is an imperial tyranny.
Thucydides
on Pericles (p.56)
Ø Based on the speeches
Thucydides attributes to Pericles, and his subsequent remarks about him, how
would you characterize Thucydides's evaluation of PP?
Is
Pericles a hero, a tragic figure, a foil, a fool ...?
Ø Thucydides notes that
Pericles' strategy was to protect the people in the city while letting the
Spartans invade Attica and spoil the country.
He also notes that severe urban overcrowding compounded the problems of
the plague. Why doesn't he connect the
two?
Ø What is the
significance of the fact that while Pericles lauds the democratic aspects of
Athens and his own humble advisory role in it, Thucydides observes in his own
voice that Athens was a democracy in name only and instead actually government
by its first man (57)?
Some readers equate
Thucydides with Pericles, regarding both as democrats.
However, here others contend,
Thucydides is calling attention to the de facto and technically
extra-democratic (charismatic) power Pericles wielded, as lead strategos.
However,
First, Thucydides is
not quite correct. The Democracy
remained very much in effect during the years of Pericles' dominance. The people voted to keep him in office. Policy was still decided by vote. Elections occurred at constitutional
intervals, the people selected their generals, heard reports from them,
listened to opposition, occasionally disagreed with Pericles, voted him out in
444, and deposed him in 430 only to rapidly re-elect him.
Second, as an
anti-democrat Thucydides is reluctant to acknowledge that Athens' Periclean
greatness is due to its democracy. He
attributes its success to Pericles' moral integrity and functional independence
from popular whim. However, Thucydides
also holds democratic institutions responsible for subsequent Athenian
mistakes, i.e., subsequent leaders pander to the people. In effect, Thucydides is syaing that for a
time, the democracy ran well in spite of itself but that eventually the mob
(the democratic essence) got the upper hand. (57)
4
JUSTICE AND POWER: PLATAEA AND MYTILENE (pp. 59-88).
Plataea v. Spartans and
Mytlene v. Athens
Ø Compare/contrast the
speeches of Cleon and Diodotus.
Thucydides reports that Athenian public opinion was fairly equally
divided before siding with Diodotus.
What does the quality and content of the two speeches tell us about the
nature od democratic decision-making at this time?
Ø Diodotus suggests that
if the people are unwilling to listen it maybe neceesary for the good
leader/advisor to give the advice secretly, i.e., deceive the people into doing
the good thing. In the Republic, Socrates notes that the guardians will have to
lie to the people. Is there such a
thing as a 'noble lie'? Should
democratic governors be permitted to lie to the governed?
Ø Compare/contrast the
many conceptions of justice offered in these two debates. What position is acted upon? What position ought to have triumphed
according to Thucydides? according to
you?
Ø Thucydides juxtaposes
the Athenians' and Spartans' handling of rebellious 'allies' Mytilene and
Plataea respectively. How, if at all,
does their respective handling of these rebellions serve to distinguish Athens
and Sparta politically and culturally?
How,
if at all, does Thucydides's short narrative about the outcome of the speeches
interpretor reflect elements contained in the speeches themselves?
The famous Mytilenean debate (pp.66-76)
turns upon the question of how Athens can best use its material force to make
the allies fulfill its own needs. Diodotus, whose opinion carries the day,
argues that, if the Athenians spare most of the Mytileneans and thus do not
exploit their material force to the fullest, they will immediately gain access
to more tribute from Mytilene and will in the future waste less of their
resources in putting down revolts (3.46).
5.
HUMAN NATURE LAID BARE IN CIVIL WAR (pp. 89-95).
Corycra civil war (stasis;
also a medical term) between democratic and oligarchic elements.
Ø Thucydides expands his
level of detail considerably in discussing Corycra, which one might otherwise
have regarded as a local event without any immediate relation to the larger war. Why does he do so?
Coryra was the future.
It presented in
miniature the dynamics that would eventually consume all of Hellas, namely the
irrelevance of morality, mutual hatred and polarization.
Ø Thucydides observes
that 'war is a violent teacher' (90).
What does he mean?
Ø Compare/contrast the
symptoms of the plague at Athens with the human behavior and outcomes during
the civil war.
Every form of death,
cruelty.
Morality is reversed.
Avarice and ambition
dominate events.
Ø Thucydides's
discussion of human nature laid bare by the civil war is relatively dark and
cynical. Is he right? Are events such as a civil war windows into
our 'state of nature'?
6
JUSTICE AND POWER (pp.97-109)
Ø Thucydides appears to
admire Brasidas. Why?
The
Melian Dialogue (pp. 102-9)
Melos was a small island with negligible
resources, but the Athenians insisted on subduing it because domination of all
the islands would have a powerful symbolic effect upon the rest of the allies
(5.95, 97) (p.104).
7.
THE SICILIAN EXPEDITION (pp. 111-128)
Athens attempts big
victory over Greeks in Sicily, uses excuse of aiding ally (Egesta) to invade
and battle Syracuse. Athens is lured by
(false) promise that Egesta would pay cost of expedition.
Nicias v. Alcibiades
DEFEAT
OF SICILIAN EXPEDITION (pp. 128-154)
Ø Why not give Nicias'
speech during the battle of the Great Harbor?
Instead Thucydides describes Nicias' state of faer and use of cliches.
Artistic expansion and
contraction of narrative to make a point, namely ....
Ø Compare/contrast the
Plague in Athens to the Athenian retreat (pp.145-154).
Ø Thucydides identifies
Nicias (who after capture is killed
by the Syracuseans) as "of all the Greeks in my time ... the one who least
deserved such a misfortune, since he had regulated his whole life in the
cultivation of virtue" (152). Are
the decisions, speeches, and actions Thucydides attributes to Nicias uniformly
positive ones?
Tragic sense of tendency towards disintegration.
Sparta feared aggrandizing momentum of
democratically charged Athens.
Hope to prolong and perhaps even renew one’s polity
through a chastened, careful, consequentialist form of realism, one that does not
avoid war totally nor seek it out ala Cleon and Alcibiades, but in stead avoids
war, enters it fully aware of likely costs, and with a clear plan and exit
strategy so that little is left to luck ala Spartan Archidamus (p.25-8),
Athenian Diodotus, Nikias (in spite of his weakness for soothsayers).
Suspicious of viability of democracy, and certainly
of democratic deliberation in foreign policy matters. Clear preference for decline of democracy in favor of oligarchy
(p.154).
BIG QUESTIONS
(for class discussion
as reading nears completion and/or as possible final paper topics)
Ø Does Thucydides
practice what he preaches?
Does
he succeed in writing the sort of history he claims he is writing?
Does
he avoid the sorts of writing he claims he is avoiding?
(Although scholars have
tended to stress the scientific nature of Thucydides's efforts, there is a
substantial readership that presses the contrary view, namely that it is art
first and foremost; and also a number of scholars who hold a middle position, art
in the service of science).
Objective:
He is dispassionate,
detached, disengaged.
He pays new attention
to chronology (36n.96, 101). This is
contrary to Hellanicus but not Herodotus.
Doing so assists the narrative and makes verification easier.
He stresses the
continuity of events (101).
He is a participant
observer (100).
He is aware of the
biases of subjectivity, perspectives, selective cognition, selective
recollection, and selective reception (13, 31, 50, 102, 125).
He makes an effort to
incorporate both sides (102).
He recognizes that
often, and especially with the events of the war, even synthesizing all sides
result in an incomplete picture (132).
He is, more generally,
careful to note when no reliable information is available, or when he doubts
exagerrated reports.
He is attentive to
details, and especially to materially causal details, eg (economic) resources,
(naval) power, and so on.
Regarding Hippocratic
influences, one can detect the presence of medical methodology. The crucial phrase "truest cause"
(prophasis) ... actually stresses precondition rather than cause.
Not
objective:
Thucydides's
objectivity is a rhetorical pose or mask.
The History is
agenda-driven.
The History is
artistic, literary, and poetic.
The History is tragic
(see 15); fall of Athens, disintegration of unity of polis.
Like Eurpides this is
tragedy driven not be divine punishment but by internal psychological
conflicts.
Thucydides is a
passionate engagé.
Thucydides is
moralizing.
Justice, and the viability
of different intellectual and motivational foundations for justice in
particular, is a running theme.
Thucydides is animated
by compassion, and the desire to see undue suffering minimized, in particular
(see 49).
He is critiquing
Athenian acquisitiveness (pleonexia), and the cultural and institutional
collapse brought on by the over-reaching of the Athenian empire.
The History is a story
with plenty of artistic discretion exercised in the expansions and contractions
of the narrative (such that some events occupy a phrase, others a sentence,
paragraph or pages), in the juxtapositions (e.g. antithetical speeches, funeral
oration and plague, (rhetorically formal) speeches and events or intentions and
outcomes generally), and so on.
Actually only about 10
passages regsiter alternate perspectives on events.
The goal of akribeia
(usually translated accuracy) also means orderliness, coherence, lack of
confusion, i.e., Thucydides is taking credit for imposing an effective
coherence upon the chaos of events.
The accuracy of the
speeches refers not to lexical conformity with the original but rather the
faithful rendering of the meaning or ideas of the speaker, or , more
problematically, what Thucydides thought they would have expressed in their
situation and position (given his assumptions about them).
The very notion of the
'greatness' of the war signals an aesthetic, in this case of scale-enormity and
monumentalism. It is Homeric.
Ø As a work of history,
does the History have any weaknesses by our standards?
It is too casual about
sources.
It is arbitrary in its
inclusion/exclusion of events and persons.
(Other literary
evidence suggests events or great(er) significance ommitted.)
It relies upon the
dramatic device of non-verbatim speeches.
It reports on the
mental states of specific actors, eg. 'X was afraid.'
Thucydides is perhaps a
little arrogant in thinking that his account is neutral, objective, unbiased
and of everlasting value.
Ø What sorts of events
and persons has Thucydides selected for inclusion in his History?
What
sorts of events and persons has he excluded?
Compare
to the perspective on the effects of the war that one gets fromn Aristophanes.
In other words, how
would this narrative look different if it was 'history from below,' 'womens
history,' ... 'technological determinist history' and so on?
Ø Is the History a
'lasting possession'?
What
are the larger and lasting lessons of the History?
To a considerable
extent reality is (necessarily) unexpected, unpredictable, uncontrollable (25,
27, 32, 48, 55, 73, 81, 105, 114ff).
This is especially true
in times of war.
Athens warns Sparta of
this early (25, 32) only to ignore the lesson and suffer its demise as a
result.
The unpredictability of
nature exceeds human knowledge (48).
Even good judgment can
go awry: Pericles was foiled and Nicias undone.
There is a practical
curriculum in this.
Good judgement consists
of heeding the limits of human intellect (gnome), not being ruled by passion
(orge), expecting the unexpected, being courageous (55), and planning
(116). In effect the reader is to
observe the good and bad judgements of others and the range of consequences and
internalize 'practical experience' thereby.
Ø Is history continuous
or discontinuous?
Human history is
continuous not discontinuous.
Hence the need to
recount the prehistory etc, and overlay interactions between personalities,
events, outcomes, institutional robustness and cultural contexts.
Ø In what ways does
Thucydides exemplify the recurrence of past events within the History?
e.g. fate of Persia in
the prehistory and Athens in concluding narrative.
e.g. Athenian reponse to Persians, Melian
response to Athens,
e.g. Plague, Corcyra,
Athens attack/retreat at Sicily
Ø What is Thucydides
saying about war, making war, winning war and so on?
Though no pacifist,
Thucydides is saying that war is unpredictable and cruel.
Do not undertake war
lightly (sa 37).
Archidamus' early
observations -- that war engages everyone for the sake of the personal
interests of a few, that the progress of war cannot be forseen, and that there
is no decent easy way to end war (27) -- seem confirmed by the History as a
whole, and hence to be Thucydides's view.
Ø What is Thucydides
saying about justice?
It is vital yet
vulnerable.
Man needs moral
restraints but those restraints dissolve under extreme situations when most
needed.
Ø What is Thucydides
saying about religion?
He is respectful but
implicitly dismissive.
Ø What is Thucydides
saying about human nature?
Human nature is NOT an immutable
permanent essence (Plato, Aristotle) but rather contextual defined by
historical conditions (Darwin, Marx, Freud).
A middle position would
hold that the human thing consists of constitutive elements which are arranged
and re-arranged by culture, institutions, and the force of cirumstances.
Plague and civil war
alike reveal that under the impact of radically unfamiliar and challenging
cirumstances, we lose confidence in our conventional morality and Gods.
Aside from occasional
generally cynical observations on human tendencies, Thucydides places more
emphasis on 'national character' (e.g., Athens and Sparta), and the changes in
the former over time.
In effect, Thucydides
writes history because man can only be grasped historically.
Ø What is Thucydides
saying about democracy?
Thucydides was reared
in the conservative anti-democratic tradition.
His orderly and impartial mind was impressed by the genius of Pericles,
and so he became a 'Periclean,' though not a democrat; nor could he admit that
by doing so he was, in essence, approving of democracy. Later, as he saw Periclean ideals abandoned
and Periclean warnings ignored, he was free to diagnose the evils of democracy
gone to seed. He ended his life as he
had begun it, a confirmed oligarch.
In the History,
Thucydides disparages mob i.e., mass decision-making.
The mob is fickle (56,
153).
Thucydides prefers the
mixed polity, and praises the oligarchy of 5000 (159).
Ø In what ways do the
speeches of the Athenian demos shift over time?
How
do these shifts relate to changes in Athenian culture and morality?
What
does this tell us about the nature of logos/politics? i.e., about the role of
reason, language, communication in political deliberation?
e.g. compare Pericles
(transparent language that treats men as moral agents), Cleon (force, more
fighting, less talking) and Diodotus (fraud, affirms good end using
self-interested amoral reasoning), Melian dialogue (transparent language of
brutal self-serving free of moral ideals or imperatives).
Shift from appeals to
justice, (relatively) friendly alliances, inventiveness to dispassionate
cruelty, ruthlesness and inflexible expediency.
Ø Thucydides contrasts
his History with mere debate speeches, and yet he also includes lots of
ostensibly debate-speech sequences in his History (1/4 of the text). What then is the significance of these
speeches? What purpose(s) do they
serve?
A convenient way to
highlight actors' intentions.
To highlight the
separation of human intent and outcome, the variable receptivity to reasoned
speech.
To mark shifts in what
a particular culture at a particular time finds persuasive, justified etc.
Ø Thucydides often
presents the subjective context of the war through contrary speeches which make
it appear that there is a measure of truth on both sides. Select one such instance and discuss
Thucydides's reasons for doing so.
Ø The public
spiritedness of Athens in the wake of their defeat of Persia gives way to an
Athenian sense of empire as their destiny.
They come to seek greatness in the eyes of their principal Greek
competitor (Sparta) and allies and enemies alike. This aim eventually generates domestic cultural and moral
corruption and a foriegn policy of self-interested over-reaching.
Are
there any parallels or lessons here for the US in the wake of the Cold War?
Ø In his narrative, does
Thucydides favor either Athens or Sparta?
Offer evidence.
Arguably the virtues he
seems to affirm, restraint, moderation, self-control are more distinctly
Spartan.
Athens flaunts its
success (Parthenon, Pericles' Funeral Oration, 43).
Athens over-reaches,
generating the fear to which Spartans are compelled to respond.
Athens keeps the war
going at the time of the peace of Nicias when Sparta is ready to settle.
It may be that at the
time of the PW, Sparta enjoyed greater cultural prestige than Athens in the
Greek World. Thucydides could be
sparing in his characterization of Spartan character, policies, and
institutions because such details were well-known and admired: Sparta had a
stable, self-sufficient, moderate and mixed constitution.
Both Plato and
Aristotle in their own ways harbor great admiration for Sparta.
In part, Athens sought
the prestige Sparta enjoyed and was engaged in a contest both political and
cultural to promote its new ideals of mobility and so on.
There is also the final
irony that Sparta saves Athens from itself at the onset in 510 and at the close
of our period in 404 (159, 160).
Legacy and Relevance of Thucydides
Pagan Warrior Ethic
Italian city-states flanked by national Monarchies,
the Holy Roman Empire, and beyond Islam.
Influenced by Roman Imperial authors not Thucydides
directly
Machiavelli, The Prince:
“But since my intention is to say something that will prove of
practical use to the inquirer, I have thought it proper to represent things as
they are in real truth, rather than as they are imagined. Many have dreamed up
republics and principalities which have never in truth been known to exist; the
gulf between how one should live and how one does live is so wide that a man
who neglects what is actually done for what should be done learns the way to
self-destruction rather than self-preservation. The fact is that a man who
wants to act virtuously in every way necessarily comes to grief among so many
who are not virtuous. Therefore if a prince wants to maintain his rule he must
learn how not to be virtuous, and make use of this or not according to need.”
Realism (under the name raison d’état) was
introduced through the diplomatic policies of the French minister. He led
France into the bitter Thirty Years War to ensure that the various states
controlled by the Habsburgs did not dominate Europe. That war ended in the
Treaty of Westphalia (1648) which is widely regarded as the moment of the birth
of the modern Nation-state system of international relations
Thomas
Hobbes,
His
first major work was a translation of Thucydides, and this translation was the
prevalent one for centuries.
Hobbes,
"To the Readers," in his translation of The Peloponnesian War
“... I saw that, for the
greatest part, men came to the reading of history with an
affection much like that
of the people in Rome: who came to the spectacle of the
gladiators with more
delight to behold their blood, than their skill in fencing. For
they be far more in
number, that love to read of great armies, bloody battles, and
many thousands slain at
once, than that mind the art by which the affairs of both
armies and cities be
conducted to their ends.”
and
on whose thought Thucydidean influence was substantial.
Thuc.
1.76 -- that "honour, fear, and profit" (as Hobbes translates timê,
deos, and ôfelia) drive all men -- reappears in the foundational
passages of Hobbes’ own thought: namely that "competition,"
"diffidence" and "glory" are the three forces which drive
man. Hobbes attributes as a consequence of this triad that his famous
"warre ... of every man, against every man" is the natural state of
mankind.
Arguably,
Hobbes is actually a bit more stark about the assumptions and conditions of
modern life than his source in Thucydides, although he is also more
complicated. Hobbes says little about
international relations except that states face one another rather like
gladiators.
The Realpolitik of Bismarck,
In the modern age:
Basil Lanneau Gildersleeve, the first great American
classicist, had as a young professor at the University of Virginia spent his
summer vacations campaigning with Robert E. Lee's army, and he took from this
experience a wound that troubled him the rest of his life. When, more than
thirty years later, he wrote about his experiences, he playfully titled the
piece "A Southerner in the Peloponnesian War."
Eduard
Schwartz published his book on Thucydides in the shadow of the first world war,
dedicating it to his son Gerhard, `killed at Markirch, on November 2, 1914.'
Louis Lord gave to his Martin Classical Lectures
the title Thucydides and the World War.
Robert Connor reports that the "shattering
experience of the Vietnam War" brought him to focus upon Thucydides with
greater intensity.
Observers of contemporary affairs from George
Marshall onwards compared the stand-off between the United States and the
Soviet Union to that between Athens and Sparta, while Thucydides' generally
pessimistic view of human nature and his disdain for pious illusions struck a
responsive chord among many who had lived through the struggle with fascism.
If historians, ancient and modern alike, have
generally found that their work, however rigorous and "scientific" in
method, does not consitute a science, Thucydides' aspirations have taken root
in the "social" or "human sciences." In particular,
Thucydides has earned a remarkable position as an acknowledged creator of the
paradigm for political realism. Within this community, the quest to establish a
scientific discipline remains strong.
Contemporary political science
"classical realists,"
E. H. Carr
"The Science of International Relation."
In The Twenty Years' Crisis
Hans Morgenthau,
Politics among Nations,
1948,
Scientific Man vs. Power Politics
most influential of the new realists who would
decisively shape a generation of American foreign policy.
John Herz,
Political Realism and Political Idealism
"neorealists,"
Robert Gilpin,
Robert Gilpin has even questioned whether almost twenty-four
centuries have substantially advanced our understanding of how states relate to
one another and of why wars occur.
Kenneth Waltz,
Theory of International Politics
Robert Keohane
Relevance for Students: Iraq
Athens
and Sparta as former allies:
democracy:
Real
motives v.the sophistic wordplay inherent in discursive democracies:
Ulterior motives, e.g. silver mines:
Pride
and unilateralism:
Pre-emption:
Sources:
http://www.perseus.tufts.edu/~gcrane/thuc.HC_ToC.html
http://www.geocities.com/virtualwarcollege/ir_realism.htm
Martin Dunn, “Realism in International Relations”
http://plato.stanford.edu/entries/war/
Stanford Encyclopedia of Philosophy
“War”
http://www.willamette.edu/cla/wviews/thuc.htm
Willamette U page on Thucydides' On Justice,
Power, and Human NatureResources
Also:
http://www.perseus.tufts.edu/Thucydides/
http://www.laconia.org/gen_info_literature/Peloponnesian_war.htm
http://duke.usask.ca/~porterj/CourseNotes/ThucNotes.html
http://www.brown.edu/Courses/CL0070/classnotes20011113.pdf
http://classics.lss.wisc.edu/~awolpert/600/Bib_Thuc.pdf
www.student-pugwash.org/uk/WG2.pdf
[1] Adapted from John Baker, “Perspectives on the ethics of war,” October 15, 2001 at http://www.geocities.com/ucdantiwar/ethics.htm
[2] John
Lewis, “Thucydides and the Discovery of Historical Causation” at